Filing Details

Accession Number:
0001348324-15-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-06 17:17:33
Reporting Period:
2015-03-05
Filing Date:
2015-03-06
Accepted Time:
2015-03-06 17:17:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348324 Ldr Holding Corp LDRH Surgical & Medical Instruments & Apparatus (3841) 203933262
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1586612 Joseph G. Ross 13785 Research Blvd., Suite 200
Austin TX 78750
Exec Vp Global Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-05 22,222 $3.11 23,681 No 4 M Direct
Common Stock Acquisiton 2015-03-05 7,695 $3.11 31,376 No 4 M Direct
Common Stock Disposition 2015-03-05 31,376 $37.91 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2015-03-05 22,222 $0.00 22,222 $3.11
Common Stock Incentive Stock Option (right to buy) Disposition 2015-03-05 7,695 $0.00 7,695 $3.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-12-01 2020-11-19 No 4 M Direct
2,288 2012-02-01 2020-11-19 No 4 M Direct
Footnotes
  1. Includes 196 ESPP shares acquired under the LDR Holding Corporation Amended and Restated 2013 Employee Stock Purchase Plan on May 30, 2014. Also includes 1,263 shares acquired through an RSU grant which vested on January 16, 2015.
  2. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $37.30 to $38.34. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
  3. The option becomes exercisable for 25% of the shares granted one year from the vesting commencement date of December 1, 2010, then in thirty-six equal monthly installments thereafter.
  4. ISO becomes exercisable in combination with NQSO granted on the same date wherein the shares vest in forty-eight equal monthly installments from the vesting commencement date of January 1, 2012.