Filing Details
- Accession Number:
- 0001225208-15-007096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-06 12:31:09
- Reporting Period:
- 2015-03-04
- Filing Date:
- 2015-03-06
- Accepted Time:
- 2015-03-06 12:31:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1489393 | Lyondellbasell Industries N.v. | LYB | Industrial Organic Chemicals (2860) | 980646235 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1532849 | F. Karyn Ovelmen | 4Th Floor One Vine Street London X0 W1J 0AH | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Acquisiton | 2015-03-04 | 18,491 | $44.00 | 65,489 | No | 4 | M | Direct | |
| Class A Ordinary Shares | Acquisiton | 2015-03-04 | 12,509 | $23.74 | 77,998 | No | 4 | M | Direct | |
| Class A Ordinary Shares | Disposition | 2015-03-04 | 12,509 | $86.12 | 65,489 | No | 4 | S | Direct | |
| Class A Ordinary Shares | Disposition | 2015-03-04 | 18,491 | $86.12 | 46,998 | No | 4 | S | Direct | |
| Class A Ordinary Shares | Acquisiton | 2015-03-05 | 27,273 | $23.74 | 74,271 | No | 4 | M | Direct | |
| Class A Ordinary Shares | Disposition | 2015-03-05 | 400 | $88.09 | 73,871 | No | 4 | S | Direct | |
| Class A Ordinary Shares | Disposition | 2015-03-05 | 26,873 | $87.81 | 46,998 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Opt - Stock Option | Disposition | 2015-03-04 | 18,491 | $0.00 | 18,491 | $44.00 |
| Class A Ordinary Shares | Opt - Stock Option | Disposition | 2015-03-04 | 12,509 | $0.00 | 12,509 | $23.74 |
| Class A Ordinary Shares | Opt - Stock Option | Disposition | 2015-03-05 | 27,273 | $0.00 | 27,273 | $23.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-02-28 | No | 4 | M | Direct | |
| 27,273 | 2021-10-17 | No | 4 | M | Direct | |
| 0 | 2021-10-17 | No | 4 | M | Direct |
Footnotes
- Includes 31,163 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan; 8,676 granted on October 17, 2011 that vest on October 17, 2016; 9,811 granted on February 28, 2012 that vest on February 28, 2017; 7,348 granted on February 12, 2013 that vest on February 12, 2018 and 5,328 granted on February 20, 2014 that vest on February 20, 2017.
- This transaction was executed in multiple trades at prices ranging from $85.75 to $86.71. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $88.086 to $88.1. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $87.08 to $88.08. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Granted pursuant to the issuer's long term incentive plan. The option was originally granted on February 28, 2012 and vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.
- Granted pursuant to the issuer's long term incentive plan. The option was originally granted on October 17, 2011 and vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.
Billionaire Hedge Funds
