Filing Details

Accession Number:
0000091142-15-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-05 16:39:20
Reporting Period:
2015-03-05
Filing Date:
2015-03-05
Accepted Time:
2015-03-05 16:39:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566652 Wei Ding A. O. Smith (China) Water Heater Co. Ltd
336 Yao Xin Avenue
Nanjing F3 210038
Pres. Aoscic; Manager Aoscwhc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-05 1,600 $22.99 3,169 No 4 M Direct
Common Stock Acquisiton 2015-03-05 3,067 $34.92 6,236 No 4 M Direct
Common Stock Acquisiton 2015-03-05 2,000 $46.47 8,236 No 4 M Direct
Common Stock Disposition 2015-03-05 6,667 $63.30 1,569 No 4 S Direct
Common Stock Disposition 2015-03-05 1,569 $63.32 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2015-03-05 1,600 $0.00 1,600 $22.99
Common Stock Employee Stock Options (Right to Buy) Disposition 2015-03-05 3,067 $0.00 3,067 $34.92
Common Stock Employee Stock Options (Right to Buy) Disposition 2015-03-05 2,000 $0.00 2,000 $46.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,045 2022-02-13 No 4 M Direct
15,978 2023-02-11 No 4 M Direct
13,978 2024-02-10 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/13/2013.
  2. The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/11/2014.
  3. The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/10/2015.