Filing Details
- Accession Number:
- 0001437749-15-004104
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-03-05 06:01:50
- Reporting Period:
- 2014-11-14
- Filing Date:
- 2015-03-05
- Accepted Time:
- 2015-03-05 06:01:50
- Original Submission Date:
- 2015-01-22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912061 | Natural Health Trends Corp | NHTC | Wholesale-Miscellaneous Nondurable Goods (5190) | 592705336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1156133 | K George Broady | C/O Natural Health Trends Corp. 4514 Cole Ave., Suite 1400 Dallas TX 75205 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-11-14 | 29,750 | $12.00 | 3,288,179 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2014-11-18 | 61,693 | $0.00 | 3,349,872 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2014-11-21 | 26,656 | $12.10 | 3,323,216 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-12-03 | 14,565 | $13.23 | 3,308,651 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-12-08 | 18,298 | $13.71 | 3,290,353 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-12-15 | 21,125 | $12.44 | 3,269,228 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-12-22 | 9,553 | $11.95 | 3,259,675 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-01-16 | 5,300 | $12.29 | 3,254,375 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-01-20 | 4,800 | $12.47 | 3,249,575 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-01-20 | 2,714 | $12.28 | 3,252,289 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | C | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Convertible Stock | Disposition | 2014-11-18 | 61,693 | $0.00 | 61,693 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct |
Footnotes
- This row amended to reflect the correct Transaction Code (column 3) and/or the correct Amount of Securities Beneficially Owned Following Reported Transaction.
- This row added to reflect the conversion of Series A Convertible Preferred Stock into NHTC Common Stock on a 1-for-1 basis; the Series A Convertible Preferred Stock had no expiration date. The Series A Convertible Preferred Stock was subject to mandatory conversion because the average closing price of NHTC Common Stock over a consecutive 6-month period equaled or exceeded $10.00 per share.
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