Filing Details

Accession Number:
0001140361-15-010303
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-04 19:09:12
Reporting Period:
2015-03-02
Filing Date:
2015-03-04
Accepted Time:
2015-03-04 19:09:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1437402 Ardelyx Inc. ARDX Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203449 George Jue C/O Ardelyx, Inc.
34175 Ardenwood Blvd, Suite 200
Fremont CA 94555
Vp, Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-02 1,500 $15.88 24,134 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 69,444 Indirect See Footnote
Common Stock 4,055 Indirect See Footnote
Footnotes
  1. Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 15, 2014.
  2. Represents shares acquired under the Issuer's Employee Stock Purchase Plan on February 27, 2015.
  3. This transaction was executed in multiple trades in prices ranging from $15.52 to $16.19, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  4. Includes an additional 35 shares acquired under the Issuer's Employee Stock Purchase Plan on February 27, 2015, which shares were not sold as part of the transactions reported herein.
  5. The shares are directly held by George Jue and Gwendolyn Lowe Revocable Living Trust.
  6. The shares are directly held by the Reporting Person's daughter.