Filing Details

Accession Number:
0000920112-15-000052
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-03 17:30:53
Reporting Period:
2014-05-27
Filing Date:
2015-03-03
Accepted Time:
2015-03-03 17:30:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920112 Heartland Financial Usa Inc HTLF State Commercial Banks (6022) 421405748
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216132 Jr W John Cox 1398 Central Ave.
Dubuque IA 52001
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-27 200 $0.00 0 No 4 A Direct
Common Stock Acquisiton 2014-06-03 19 $24.17 0 No 4 A Direct
Common Stock Disposition 2014-06-09 3,196 $25.14 0 No 4 S Direct
Common Stock Disposition 2015-03-02 2,035 $30.00 5,126 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,322 Indirect Control Shareholder
Common Stock 2,432 Indirect Conrol Shareholder
Footnotes
  1. Multi line entry --- see next line for total
  2. These shares participate in a Dividend Reinvestment Plan.
  3. Includes 1,450 shares of Restricted Stock Units granted under the 2015 Long-Term Incentive Plan. These shares are subject to a one (1) year vesting schedule.
  4. Held in the name of John W. Cox Jr. Inc. Reporting person is managing, controlling shareholder.
  5. Held in the name of McJoyce, Inc. Reporting person is managing, controlling shareholder.