Filing Details

Accession Number:
0001209191-15-021057
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-03 15:19:48
Reporting Period:
2015-02-27
Filing Date:
2015-03-03
Accepted Time:
2015-03-03 15:19:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880631 Wisdomtree Investments Inc. WETF Security Brokers, Dealers & Flotation Companies (6211) 133487784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
315246 H Michael Steinhardt 712 Fifth Avenue
34Th Floor
New York NY 10019
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-02-27 55,657 $18.93 128,243 No 4 S Indirect By The Judy and Michael Steinhardt Foundation
Common Stock Disposition 2015-03-02 128,243 $19.08 0 No 4 S Indirect By The Judy and Michael Steinhardt Foundation
Common Stock Disposition 2015-03-02 230,300 $19.27 14,670,321 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By The Judy and Michael Steinhardt Foundation
No 4 S Indirect By The Judy and Michael Steinhardt Foundation
No 4 S Direct
Footnotes
  1. The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $18.85 to $19.04, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
  2. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
  3. The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $18.85 to $19.25, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.
  4. The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $19.10 to $19.43, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) of this Form 4.
  5. Includes restricted stock award which vests as to 6,672 shares on June 27, 2015.