Filing Details

Accession Number:
0001398344-15-001389
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-03 11:19:15
Reporting Period:
2015-01-12
Filing Date:
2015-03-03
Accepted Time:
2015-03-03 11:19:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162030 Alliance New York Municipal Income Fund AYN () 043593245
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1067621 Phillip Goldstein Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
1341021 Andrew Dakos Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
1504304 Bulldog Investors, Llc Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
1561169 Steven Samuels Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-01-12 6,634 $13.76 342,264 No 4 P Indirect By Clients
Common Stock Acquisiton 2015-01-13 3,321 $13.74 345,585 No 4 P Indirect By Clients
Common Stock Acquisiton 2015-01-14 2,045 $13.90 347,630 No 4 P Indirect By Clients
Common Stock Acquisiton 2015-01-26 2,283 $13.88 349,913 No 4 P Indirect By Clients
Common Stock Acquisiton 2015-02-06 681 $13.95 350,594 No 4 P Indirect By Clients
Common Stock Acquisiton 2015-02-10 3,085 $13.86 353,679 No 4 P Indirect By Clients
Common Stock Acquisiton 2015-02-11 500 $13.80 354,179 No 4 P Indirect By Clients
Common Stock Acquisiton 2015-02-13 5,516 $13.78 359,695 No 4 P Indirect By Clients
Common Stock Acquisiton 2015-02-17 9,998 $13.68 369,693 No 4 P Indirect By Clients
Common Stock Acquisiton 2015-02-18 100 $13.70 369,793 No 4 P Indirect By Clients
Common Stock Acquisiton 2015-02-20 400 $13.80 370,193 No 4 P Indirect By Clients
Common Stock Acquisiton 2015-02-23 1,637 $13.82 371,830 No 4 P Indirect By Clients
Common Stock Acquisiton 2015-02-24 351 $13.77 372,181 No 4 P Indirect By Clients
Common Stock Acquisiton 2015-02-25 1,454 $13.78 373,635 No 4 P Indirect By Clients
Common Stock Acquisiton 2015-02-26 3,886 $13.85 377,521 No 4 P Indirect By Clients
Common Stock Acquisiton 2015-02-27 400 $13.78 377,921 No 4 P Indirect By Clients
Common Stock Acquisiton 2015-03-02 800 $13.77 378,721 No 4 P Indirect By Clients
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Clients
No 4 P Indirect By Clients
No 4 P Indirect By Clients
No 4 P Indirect By Clients
No 4 P Indirect By Clients
No 4 P Indirect By Clients
No 4 P Indirect By Clients
No 4 P Indirect By Clients
No 4 P Indirect By Clients
No 4 P Indirect By Clients
No 4 P Indirect By Clients
No 4 P Indirect By Clients
No 4 P Indirect By Clients
No 4 P Indirect By Clients
No 4 P Indirect By Clients
No 4 P Indirect By Clients
No 4 P Indirect By Clients
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,900 Direct
Auction Preferred 705 Indirect By Clients
Footnotes
  1. Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares of common stock. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients.
  2. Shares are held by Phillip Goldstein.