Filing Details

Accession Number:
0001398344-15-001383
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-02 18:22:40
Reporting Period:
2014-11-18
Filing Date:
2015-03-02
Accepted Time:
2015-03-02 18:22:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162030 Alliance New York Municipal Income Fund AYN () 043593245
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
896017 Opportunity Partners Lp Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
1164363 Full Value Partners Lp Park 80 West - Plaza Two
250 Pehle Ave. Suite 708
Saddle Brook NJ 07663
No No Yes No
1580881 Calapasas West Partners Lp Park 80 West - Plaza Two
250 Pehle Ave., Ste 708
Saddle Brook NJ 07663
No No Yes No
1580999 Full Value Special Situations Fund Lp Park 80 West - Plaza Two
250 Pehle Ave., Ste 708
Saddle Brook NJ 07663
No No Yes No
1581073 Mcm Opportunity Partners Lp Park 80 West - Plaza Two
250 Pehle Ave., Ste 708
Saddle Brook NJ 07663
No No Yes No
1581172 Opportunity Income Plus Lp Park 80 West - Plaza Two
250 Pehle Ave., Ste 708
Saddle Brook NJ 07663
No No Yes No
1584439 Full Value Offshore Fund, Ltd. Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-18 210 $12.70 31,789 No 4 P Direct
Common Stock Acquisiton 2014-11-19 6,994 $12.69 38,783 No 4 P Direct
Common Stock Acquisiton 2014-11-20 1,369 $12.75 40,152 No 4 P Direct
Common Stock Acquisiton 2014-11-24 3,320 $12.77 43,472 No 4 P Direct
Common Stock Acquisiton 2014-11-25 200 $12.77 43,672 No 4 P Direct
Common Stock Acquisiton 2014-11-28 502 $12.77 44,174 No 4 P Direct
Common Stock Acquisiton 2014-12-01 885 $12.77 45,059 No 4 P Direct
Common Stock Acquisiton 2014-12-02 4,090 $12.80 49,149 No 4 P Direct
Common Stock Acquisiton 2014-12-03 400 $12.76 49,549 No 4 P Direct
Common Stock Acquisiton 2014-12-04 2,500 $12.77 52,049 No 4 P Direct
Common Stock Acquisiton 2014-12-05 4,128 $12.75 56,177 No 4 P Direct
Common Stock Acquisiton 2014-12-08 3,744 $12.76 59,921 No 4 P Direct
Common Stock Acquisiton 2014-12-09 6,112 $12.78 66,033 No 4 P Direct
Common Stock Acquisiton 2014-12-10 7,000 $12.86 73,033 No 4 P Direct
Common Stock Acquisiton 2014-12-11 3,879 $12.86 76,912 No 4 P Direct
Common Stock Acquisiton 2014-12-12 16,858 $12.86 93,770 No 4 P Direct
Common Stock Acquisiton 2014-12-15 8,458 $12.89 102,228 No 4 P Direct
Common Stock Acquisiton 2014-12-16 19,087 $12.91 121,315 No 4 P Direct
Common Stock Acquisiton 2014-12-17 42,060 $12.93 163,375 No 4 P Direct
Common Stock Acquisiton 2014-12-18 25,826 $12.98 189,201 No 4 P Direct
Common Stock Acquisiton 2014-12-19 1,221 $13.00 190,422 No 4 P Direct
Common Stock Acquisiton 2014-12-22 13,893 $13.06 204,315 No 4 P Direct
Common Stock Acquisiton 2014-12-23 16,909 $13.14 221,224 No 4 P Direct
Common Stock Acquisiton 2014-12-24 7,368 $13.15 228,592 No 4 P Direct
Common Stock Acquisiton 2014-12-26 6,500 $13.16 235,092 No 4 P Direct
Common Stock Acquisiton 2014-12-29 5,739 $13.20 240,831 No 4 P Direct
Common Stock Acquisiton 2014-12-30 300 $13.25 241,131 No 4 P Direct
Common Stock Acquisiton 2015-01-08 15,026 $13.70 256,157 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Auction Rate Preferred 526 Direct
Footnotes
  1. Certain of such shares are held by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, MCM Opportunity Partners, LP, and Opportunity Income Plus Fund, LP (the "Funds"), which together may constitute a group. Each Fund disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest.