Filing Details

Accession Number:
0001002225-15-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-27 19:42:52
Reporting Period:
2015-02-25
Filing Date:
2015-02-27
Accepted Time:
2015-02-27 19:42:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002225 Advent Software Inc ADVS Services-Computer Programming Services (7371) 942901952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559492 Anthony Sperling 600 Townsend Street
San Francisco CA 94103
Evp, Global Client Experience No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-25 2,680 $17.91 46,035 No 4 M Direct
Common Stock Disposition 2015-02-25 1,087 $44.17 44,948 No 4 D Direct
Common Stock Disposition 2015-02-25 1,593 $44.18 43,355 No 4 S Direct
Common Stock Acquisiton 2015-02-27 5,891 $21.67 49,246 No 4 M Direct
Common Stock Disposition 2015-02-27 2,899 $44.05 46,347 No 4 D Direct
Common Stock Acquisiton 2015-02-27 18,320 $17.91 64,667 No 4 M Direct
Common Stock Disposition 2015-02-27 7,449 $44.05 57,218 No 4 D Direct
Common Stock Disposition 2015-02-27 2,992 $44.18 54,226 No 4 S Direct
Common Stock Disposition 2015-02-27 10,871 $44.18 43,355 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2015-02-25 2,680 $0.00 2,680 $17.91
Common Stock Stock Appreciation Rights Disposition 2015-02-27 18,320 $0.00 18,320 $17.91
Common Stock Stock Appreciation Rights Disposition 2015-02-27 5,891 $0.00 5,891 $21.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,720 2012-05-13 2021-05-13 No 4 M Direct
1,400 2012-05-13 2021-05-13 No 4 M Direct
14,569 2014-05-14 2023-05-14 No 4 M Direct
Footnotes
  1. Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.