Filing Details

Accession Number:
0000950138-15-000161
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-26 16:16:30
Reporting Period:
2015-02-24
Filing Date:
2015-02-26
Accepted Time:
2015-02-26 16:16:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113809 Build A Bear Workshop Inc BBW Retail-Hobby, Toy & Game Shops (5945) 431883836
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1306307 Tina Klocke C/O Build-A-Bear Workshop, Inc.
1954 Innerbelt Business Center Dr.
St. Louis MO 63114
Chief Oper. Bear No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-24 8,600 $5.11 174,116 No 4 M Direct
Common Stock Disposition 2015-02-24 8,600 $20.09 165,516 No 4 S Direct
Common Stock Acquisiton 2015-02-25 28,108 $5.11 193,624 No 4 M Direct
Common Stock Acquisiton 2015-02-25 29,872 $6.59 223,496 No 4 M Direct
Common Stock Acquisiton 2015-02-25 11,535 $6.21 235,031 No 4 M Direct
Common Stock Disposition 2015-02-25 69,515 $20.14 165,516 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-02-24 8,600 $0.00 8,600 $5.11
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-02-25 28,108 $0.00 28,108 $5.11
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-02-25 29,872 $0.00 29,872 $6.59
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-02-25 11,535 $0.00 11,535 $6.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,108 2019-03-17 No 4 M Direct
0 2019-03-17 No 4 M Direct
0 2020-03-23 No 4 M Direct
3,845 2021-03-22 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100 Indirect Trust - Son James
Common Stock 100 Indirect Trust - Son Michael
Common Stock 300 Indirect Spouse
Footnotes
  1. Shares sold as part of cashless exercises of employee stock options.
  2. The reporting price is the weighted average sale price per share for 12 transactions in which the sale prices range from $20.00 to $20.37 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
  3. The reporting price is the weighted average sale price per share for 53 transactions in which the sale prices range from $20.00 to $20.53 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
  4. After giving effect to the transactions reported in this Form 4, Ms. Klocke directly owns 127,500 shares of common stock and 38,016 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Klocke holds vested options to purchase 6,500 shares and unvested options to purchase 17,987 shares of Build-A-Bear Workshop, Inc.'s common stock. In addition, Ms. Klocke indirectly beneficially owns 200 shares through trusts for the benefit of two sons and 300 shares through her spouse.
  5. Under the terms of the grant, the options vested in four equal annual installments beginning on March 17, 2010, which was the first anniversary of the date of the grant.
  6. Under the terms of the grant, the options vested in four equal annual installments beginning on March 23, 2011, which was the first anniversary of the date of the grant.
  7. Under the terms of the grant, the options vested in four equal annual installments beginning on March 22, 2012, which was the first anniversary of the date of the grant.