Filing Details

Accession Number:
0001140361-15-009003
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-25 19:50:40
Reporting Period:
2015-02-23
Filing Date:
2015-02-25
Accepted Time:
2015-02-25 19:50:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415624 Yume Inc YUME Services-Advertising Agencies (7311) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582703 Ayyappan Sankaran C/O Yume, Inc.
1204 Middlefield Road
Redwood City CA 94063
Evp, Engineering & Cto Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-19 2,850 $4.35 7,871 No 5 J Direct
Common Stock Disposition 2015-02-23 2,850 $5.39 5,021 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,071 Indirect By Ayyappan Sankaran 2013 Annuity Trust dated June 24, 2013
Common Stock 777,292 Indirect By The Ayyappan Living Trust
Footnotes
  1. These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).
  2. Reflects (i) 81,929 shares that were distributed from the Ayyappan Sankaran Annuity Trust to the Reporting Person and (ii) 777,292 shares that were transferred from the Reporting Person to The Ayyappan Living Trust in transactions that were exempt from reporting under Rule 16a-13.
  3. The Reporting Person has sole voting and investment control over the shares held by the Ayyappan Sankaran 2013 Annuity Trust dated June 24, 2013.