Filing Details

Accession Number:
0001624146-15-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-24 21:39:41
Reporting Period:
2015-02-20
Filing Date:
2015-02-24
Accepted Time:
2015-02-24 21:39:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
106640 Whirlpool Corp WHR Household Appliances (3630) 381490038
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1624146 T. Joseph Liotine C/O Whirlpool Corporation
2000 M-63N
Benton Harbor MI 49022
Exec Vice President & Pres Na No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-20 120 $0.00 5,367 No 4 M Direct
Common Stock Disposition 2015-02-20 37 $213.27 5,330 No 4 F Direct
Common Stock Acquisiton 2015-02-20 156 $0.00 5,486 No 4 A Direct
Common Stock Disposition 2015-02-20 49 $213.27 5,437 No 4 F Direct
Common Stock Acquisiton 2015-02-20 464 $0.00 5,901 No 4 A Direct
Common Stock Disposition 2015-02-20 11 $213.27 5,890 No 4 F Direct
Common Stock Disposition 2015-02-20 453 $0.00 5,437 No 4 D Direct
Common Stock Acquisiton 2015-02-20 439 $71.03 5,876 No 4 M Direct
Common Stock Acquisiton 2015-02-20 530 $111.33 6,406 No 4 M Direct
Common Stock Acquisiton 2015-02-20 1,111 $138.56 7,517 No 4 M Direct
Common Stock Disposition 2015-02-20 2,080 $212.51 5,437 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 A Direct
No 4 F Direct
No 4 A Direct
No 4 F Direct
No 4 D Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Restricted Stock Units Disposition 2015-02-20 120 $0.00 120 $0.00
Common Restricted Stock Units Disposition 2015-02-20 464 $0.00 464 $0.00
Common Deferred Stock Acquisiton 2015-02-20 453 $0.00 453 $0.00
Common Employee Stock Option (Right to Buy) Disposition 2015-02-20 439 $0.00 439 $71.03
Common Employee Stock Option (Right to Buy) Disposition 2015-02-20 530 $0.00 530 $111.33
Common Employee Stock Option (Right to Buy) Disposition 2015-02-20 1,111 $0.00 1,111 $138.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
0 No 4 M Direct
453 No 4 A Direct
0 2022-02-20 No 4 M Direct
530 2023-02-18 No 4 M Direct
2,156 2024-02-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,410 Indirect 401(k) Stock Fund
Footnotes
  1. Vesting of remaining restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
  2. Vesting of performance-based restricted stock unit award for the 2012-2014 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
  3. Vesting of performance-based restricted stock unit award for the 2012-2014 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
  4. Upon the vesting of restricted stock units granted to the reporting person on February 20, 2012, the reporting person deferred the receipt of 453.10 shares of common stock and received instead 453.10 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 453.10 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock becomes payable following the reporting person's termination of employment with Whirlpool Corporation.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $212.50 to $212.52, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  6. The option became exercisable in three substantially equal installments beginning on February 20, 2013.
  7. The option first became exercisable in three substantially equal installments, beginning on February 18, 2014.
  8. The option first became exercisable in three substantially equal installments, beginning on February 17, 2015.