Filing Details

Accession Number:
0001549271-15-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-24 18:14:53
Reporting Period:
2015-02-20
Filing Date:
2015-02-24
Accepted Time:
2015-02-24 18:14:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1351285 Rosetta Stone Inc RST Services-Prepackaged Software (7372) 043837082
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1549271 M Thomas Pierno C/O Rosetta Stone Inc.
1919 North Lynn Street, 7Th Floor
Arlington VA 22209
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-02-20 1,236 $9.60 55,742 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. 1,236 shares of common stock were sold pursuant to company instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to 3,763 shares of restricted common stock.
  2. Includes 21,193 shares of restricted common stock for which forfeiture restrictions have not yet lapsed. This total has been reduced by 218 shares to reflect a sale of shares that should have been included in a Form 4 filed on May 6, 2013 to report a sale of 1,216 shares made pursuant to company instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions. This sale was of 1,434 shares rather than 1,216 shares.