Filing Details

Accession Number:
0001140361-15-008656
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-24 15:26:59
Reporting Period:
2015-02-20
Filing Date:
2015-02-24
Accepted Time:
2015-02-24 15:26:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1409375 Orion Energy Systems Inc. OESX Electric Lighting & Wiring Equipment (3640) 391847269
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1231702 Jr L Kenneth Goodson 1084 Balsam Hill Ave. Se
Grand Rapids MI 49546
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-20 7,143 $3.50 43,861 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (right to buy) $2.41 2013-12-31 2023-05-28 36,568 36,568 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-05-28 36,568 36,568 Direct
Footnotes
  1. These shares were purchased by the Reporting Person in an underwritten public offering at the public offering price.
  2. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vests and becomes exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.