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Filing Details

Accession Number:: 0001104659-15-013150
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-02-23 21:47:45
Reporting Period:: 2015-02-19

Filing Date:: 2015-02-23
Accepted Time:: 2015-02-23 21:47:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1600132	Bellerophon Therapeutics Inc.	BLPH	Pharmaceutical Preparations (2834)	473116175

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1018327	B Steven Klinsky	C/O New Mountain Capital, L.l.c. 787 Seventh Avenue, 48Th Floor New York NY 10019	No	No	Yes	No
1308409	P L Partners Mountain New Allegheny	C/O New Mountain Capital, L.l.c. 787 Seventh Avenue, 48Th Floor New York NY 10019	No	No	Yes	No
1316989	New Mountain Affiliated Investors Ii Lp	C/O New Mountain Capital, L.l.c. 787 Seventh Avenue, 48Th Floor New York NY 10019	No	No	Yes	No
1407718	New Mountain Capital, L.l.c.	C/O New Mountain Capital, L.l.c. 787 Seventh Avenue, 48Th Floor New York NY 10019	No	No	Yes	No
1415950	New Mountain Investments Ii, Llc	C/O New Mountain Capital, L.l.c. 787 Seventh Avenue, 48Th Floor New York NY 10019	No	No	Yes	No
1631814	L.p. (Aiv-A) Ii Partners Mountain New	C/O New Mountain Capital, L.l.c. 787 Seventh Avenue, 48Th Floor New York NY 10019	No	No	Yes	No
1631815	L.p. (Aiv-B) Ii Partners Mountain New	C/O New Mountain Capital, L.l.c. 787 Seventh Avenue, 48Th Floor New York NY 10019	No	No	Yes	No
1631816	New Mountain Partners Ii Special (Aiv-A) Lp	C/O New Mountain Capital, L.l.c. 787 Seventh Avenue, 48Th Floor New York NY 10019	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-02-19	1,070,166	$12.00	4,859,885	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

Consists of 346,974 shares held by Allegheny New Mountain Partners, L.P., 80,165 shares held by New Mountain Affiliated Investors II, L.P., 3,842,663 shares held by New Mountain Partners II (AIV-A), L.P. and 590,083 shares held by New Mountain Partners II (AIV-B), L.P. (such holders collectively, the "New Mountain Entities"). The general partner of each of the New Mountain Entities is New Mountain Investments II, L.L.C. and the manager of each of the New Mountain Entities is New Mountain Capital L.L.C. Steven Klinsky is the managing member of New Mountain Investments II, L.L.C. Adam Weinstein is a member of New Mountain Investments II, L.L.C. Matthew Holt is a member of New Mountain Investments II, L.L.C. New Mountain Investments II, L.L.C. has decision-making power over the disposition and voting of shares of portfolio investments of each of the New Mountain Entities.
New Mountain Capital, L.L.C. also has voting power over the shares of portfolio investments of the New Mountain Entities in its role as the investment advisor. New Mountain Capital, L.L.C. is a wholly-owned subsidiary of New Mountain Capital Group, L.L.C. New Mountain Capital Group, L.L.C. is 100% owned by Steven Klinsky. Since New Mountain Investments II, L.L.C. has decision-making power over the New Mountain Entities, Mr. Klinsky may be deemed to beneficially own the shares that the New Mountain Entities hold of record or may be deemed to beneficially own. Mr. Klinsky, Mr. Holt, Mr. Weinstein, New Mountain Investments II, L.L.C. and New Mountain Capital, L.L.C. disclaim beneficial ownership over the shares held by the New Mountain Entities, except to the extent of their pecuniary interest therein.