Filing Details

Accession Number:
0001209191-15-016911
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-20 18:38:21
Reporting Period:
2015-02-18
Filing Date:
2015-02-20
Accepted Time:
2015-02-20 18:38:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
822411 Immunocellular Therapeutics Ltd. IMUC Pharmaceutical Preparations (2834) 931301885
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1584851 Anthony Gringeri 23622 Calabasas Road, Suite 300
Calabasas CA 91302
Senior Vp Strategic Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-18 30,000 $0.60 66,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock Acquisiton 2015-02-18 21,000 $0.00 21,000 $0.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,000 2015-02-18 2020-02-18 No 4 P Direct
Footnotes
  1. Purchase price is the price paid for one share of common stock and 0.70 of a warrant to purchase one share of common stock.