Filing Details

Accession Number:
0001490660-15-000039
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-20 18:04:05
Reporting Period:
2015-02-18
Filing Date:
2015-02-20
Accepted Time:
2015-02-20 18:04:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490660 Marketo Inc. MKTO Services-Prepackaged Software (7372) 562558241
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1175993 Frederick Ball 901 Mariners Island Blvd
San Mateo CA 94404
Svp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-02-18 4,300 $27.52 62,442 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 32,016 Indirect by Trust
Footnotes
  1. Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 2013 Equity Incentive Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
  2. This transaction was executed in multiple trades at prices ranging from $27.35 to $27.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Includes 754 shares of common stock acquired under Marketo's Employee Stock Purchase Plan on 2/17/2015.
  4. The shares are held directly by The 1998 Ball Family Trust for which the Reporting Person serves as trustee.