Filing Details

Accession Number:
0001209191-15-015998
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-19 16:19:46
Reporting Period:
2015-02-17
Filing Date:
2015-02-19
Accepted Time:
2015-02-19 16:19:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120193 Nasdaq Omx Group Inc. NDAQ Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 521165937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1347221 M Anna Ewing One Liberty Plaza
New York NY 10006
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2015-02-17 81,656 $0.00 126,168 No 4 A Direct
Common Stock, Par Value $0.01 Per Share Disposition 2015-02-17 41,599 $49.92 84,569 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Disposition 2015-02-18 20,028 $49.74 64,541 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $45.38 2017-12-12 22,564 22,564 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-12-12 22,564 22,564 Direct
Footnotes
  1. Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on May 7, 2012. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2012 through December 31, 2014. On February 17, 2015, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs vested on December 31, 2014.
  2. Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
  3. The sale reported was effected pursuant to a Rule 10b5-1 trading plan.
  4. The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.66 to $49.81, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
  5. Represents (i) 3,061 vested shares of restricted stock, (ii) 53,614 vested shares underlying performance share units, and (iii) 7,866 shares purchased under the Employee Stock Purchase Plan.
  6. Options exercisable.