Filing Details

Accession Number:
0001127602-15-007049
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-19 14:21:20
Reporting Period:
2015-02-17
Filing Date:
2015-02-19
Accepted Time:
2015-02-19 14:21:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1049502 Mks Instruments Inc MKSI Industrial Instruments For Measurement, Display, And Control (3823) 042277512
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1256715 G Gerard Colella 2 Tech Drive
Andover MA 01810
Ceo, President, Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-02-17 6,000 $35.30 19,083 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Acquisiton 2015-02-17 28,369 $0.00 28,369 $0.00
Common Stock Restricted Stock Unit Acquisiton 2015-02-17 44,681 $0.00 44,681 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
57,261 No 4 A Direct
90,703 No 4 A Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
  2. This transaction was executed in multiple trades at prices ranging from $35.16 to $35.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
  3. Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
  4. These RSUs vest in three equal annual installments commencing on the first anniversary of the grant date, with the exception of RSUs granted on or after February 15, 2015, in which case, the annual vesting date shall be (i) February 15th or (ii) the next business day if February 15th is not a business day.
  5. These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments commencing on the first anniversary of the grant date, with the exception of RSUs granted on or after February 15, 2015, in which case, the annual vesting date shall be (i) February 15th or (ii) the next business day if February 15th is not a business day.