Filing Details

Accession Number:
0001225208-15-004599
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-18 19:28:00
Reporting Period:
2015-02-13
Filing Date:
2015-02-18
Accepted Time:
2015-02-18 19:28:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1388430 Cai International Inc. CAP Services-Equipment Rental & Leasing, Nec (7359) 943109229
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1386677 Masaaki Nishibori Steuart Tower
1 Market Plaza, Suite 900
San Francisco CA 94105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-13 44,968 $15.00 44,968 No 4 M Direct
Common Stock Disposition 2015-02-13 44,968 $24.78 0 No 4 S Direct
Common Stock Acquisiton 2015-02-17 70,786 $15.00 70,786 No 4 M Direct
Common Stock Disposition 2015-02-17 70,786 $24.47 0 No 4 S Direct
Common Stock Acquisiton 2015-02-18 138,490 $15.00 138,490 No 4 M Direct
Common Stock Acquisiton 2015-02-18 100,000 $5.60 238,490 No 4 M Direct
Common Stock Disposition 2015-02-18 238,490 $23.61 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2015-02-13 44,968 $0.00 44,968 $15.00
Common Stock Stock Option (right to buy) Disposition 2015-02-17 70,786 $0.00 70,786 $15.00
Common Stock Stock Option (right to buy) Disposition 2015-02-18 138,490 $0.00 138,490 $15.00
Common Stock Stock Option (right to buy) Disposition 2015-02-18 100,000 $0.00 100,000 $5.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
209,276 2017-05-15 No 4 M Direct
138,490 2017-05-15 No 4 M Direct
0 2017-05-15 No 4 M Direct
0 2019-06-04 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.47 to $25.27, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.45 to $24.80, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.53 to $24.45, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The option vested with respect to 25% of the shares on May 15, 2008 and an additional 1/48th of the shares monthly thereafter.
  5. The option vested with respect to 25% of the shares on June 5, 2010 and an additional 1/48th of the shares monthly thereafter.