Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2015-02-18 13:40:59
Reporting Period:
Filing Date:
Accepted Time:
2015-02-18 13:40:59
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1400897 Cushing Mlp Total Return Fund SRV () 000000000
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1354719 V Jerry Swank 8117 Preston Road
Suite 440
Dallas TX 75225
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2015-02-18 25,000 $4.28 91,810 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 14,000 Indirect By Fund (See footnotes)
  1. The filing of this Form 4 shall not be construed as an admission that Jerry V. Swank ("Mr. Swank") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any of the common shares of Cushing MLP Total Return Fund ("Common Shares") held by private investment funds ultimately managed by Mr. Swank (each, a "Fund" and collectively, the "Funds"). Pursuant to Rule 16a-1, Mr. Swank disclaims such beneficial ownership beyond his pecuniary interest in the Funds.
  2. Common Shares are held by one or more Funds that may be deemed to be controlled, directly or indirectly, by Mr. Swank by virtue of the fact that Mr. Swank serves as the manager of the general partner of such Fund's general partner.