Filing Details

Accession Number:
0001213184-15-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-17 20:40:58
Reporting Period:
2015-02-13
Filing Date:
2015-02-17
Accepted Time:
2015-02-17 20:40:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
225263 Newport Corp NEWP Laboratory Apparatus & Furniture (3821) 940849175
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1550572 L Dennis Werth 1791 Deere Avenue
Irvine CA 92606
Svp And Gm, Photonics Group No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-13 27,510 $4.18 97,486 No 4 M Direct
Common Stock Disposition 2015-02-13 5,668 $20.29 91,818 No 4 D Direct
Common Stock Disposition 2015-02-17 21,842 $20.11 69,976 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock-settled stock appreciation right Disposition 2015-02-13 27,510 $0.00 27,510 $4.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-03-20 No 4 M Direct
Footnotes
  1. Reflects the disposition of shares to the issuer deemed to occur upon the exercise of a stock appreciation right (such shares having a total value at the time of exercise equal to the aggregate base value of the stock appreciation right).
  2. Reflects the weighted-average sale price for an aggregate of 21,842 shares sold in multiple transactions at prices ranging from $20.00 to $20.25 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Stock appreciation right became fully vested on March 20, 2012.