Filing Details

Accession Number:
0001437749-15-002878
Form Type:
5
Zero Holdings:
No
Publication Time:
2015-02-17 17:32:15
Reporting Period:
2014-12-31
Filing Date:
2015-02-17
Accepted Time:
2015-02-17 17:32:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1452857 Steel Partners Holdings L.p. SPLP Miscellaneous Primary Metal Products (3390) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1005784 G Warren Lichtenstein C/O Steel Partners Holdings L.p.,
590 Madison Avenue, 32 Floor
New York NY 10022
Executive Chairman Yes Yes Yes No
1504325 Steel Partners, Ltd. 590 Madison Avenue,
32Nd Floor
New York NY 10022
No No Yes No
1547324 Wgl Capital Corp. 590 Madison Avenue,
32Nd Floor
New York NY 10022
No No Yes No
1606923 Sph Spv-I Llc 590 Madison Avenue,
32Nd Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units No Par Value Acquisiton 2014-05-14 12,500 $16.00 130,891 No 4 P Indirect By Steel Partners, Ltd.
Common Units No Par Value Disposition 2014-06-09 332,686 $0.00 1,208,352 No 4 J Indirect By SPH SPV-I LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Steel Partners, Ltd.
No 4 J Indirect By SPH SPV-I LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Units No Par Value 1,150,081 Direct
Common Units No Par Value 6,939,647 Indirect By WGL Capital Corp.
Common Units No Par Value 500,000 Indirect By GRAT
Footnotes
  1. This Form 5 is filed jointly by WGL Capital Corp. ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of SPL, SPH SPV and Mr. Lichtenstein may be deemed to be 10% owners of the Issuer and WGL is a 10% owner of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the Common Units reported herein, except to the extent of his or its pecuniary interest therein.
  2. Mr. Lichtenstein, as the Chief Executive Officer and sole director of SPL, may be deemed to beneficially own the Common Units owned directly by SPL.
  3. Mr. Lichtenstein, as the managing member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.
  4. SPL, as the sole shareholder of WGL, and Mr. Lichtenstein, as the Chief Executive Officer, Secretary and sole director of WGL, may be deemed to beneficially own the Common Units owned directly by WGL.
  5. These Common Units were previously reported as directly beneficially owned by Mr. Lichtenstein but were contributed to a grantor retained annuity trust on December 24, 2014.
  6. Consists of Common Units issued to SPH SPV and transferred to members of SPH SPV. Such units were issuable to SPH SPV in the form of Class C Common Units.
  7. The Common Units reported reflect the cancellation of 1,035 Common Units that were inadvertently issued to SPH SPV due to a miscalculation.