Filing Details
- Accession Number:
- 0000927089-15-000154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-17 12:41:09
- Reporting Period:
- 2015-02-12
- Filing Date:
- 2015-02-17
- Accepted Time:
- 2015-02-17 12:41:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1391933 | Quaint Oak Bancorp Inc | QNTO | Savings Institutions, Not Federally Chartered (6036) | 352293957 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403492 | T Curt Schulmeister | C/O Quaint Oak Bancorp, Inc. 501 Knowles Avenue Southampton PA 18966 | Chief Lending Officer* | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-12 | 300 | $19.75 | 2,300 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2015-02-13 | 200 | $19.75 | 2,500 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,303 | Direct | |
| Common Stock | 583 | Indirect | By 401(k) Plan |
| Common Stock | 6,762 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $16.20 | 2023-05-08 | 5,000 | 5,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $10.00 | 2014-05-14 | 2018-05-14 | 2,244 | 2,244 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-05-08 | 5,000 | 5,000 | Direct |
| 2018-05-14 | 2,244 | 2,244 | Direct |
Footnotes
- Includes 1,280 shares held in the 2008 Recognition and Retention Plan Trust which reflect the unvested portion of a grant amount originally covering 1,600 shares that commenced vesting at a rate of 20% per year on May 8, 2014.
- Includes shares purchased in the reporting person's 401(k) Plan account since the last filed Form 4. Based on a report dated February 12, 2015.
- Includes shares allocated to the reporting person's account in the ESOP since the last filed Form 4.
- The options are vesting at a rate of 20% per year commencing on May 8, 2014.
- The options vested at a rate of 16.667% per year commencing on May 14, 2009.
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