Filing Details
- Accession Number:
- 0001209191-15-013837
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-13 18:42:13
- Reporting Period:
- 2015-02-12
- Filing Date:
- 2015-02-13
- Accepted Time:
- 2015-02-13 18:42:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1163348 | Allied World Assurance Co Holdings Ag | AWH | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1368328 | D Wesley Dupont | Allied World Assurance Co. Holdings, Ag Gubelstrasse 24, Park Tower, 15Th Floor Zug V8 6300 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2015-02-12 | 75,000 | $9.44 | 265,873 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2015-02-12 | 75,000 | $40.66 | 190,873 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Options (right to buy) | Disposition | 2015-02-12 | 75,000 | $0.00 | 75,000 | $9.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-12-01 | 2015-12-01 | No | 4 | M | Direct |
Footnotes
- Reflects the issuer's 3-for-1 stock split paid on May 23, 2014.
- Includes 669 common shares acquired on June 30, 2014 and 7 common shares acquired on December 31, 2014 pursuant to the Company's Amended and Restated 2008 Employee Share Purchase Plan.
- Represents a weighted average sale price: the sales prices range from $40.51 to $40.80. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the U.S. Securities Exchange Commission, the issuer or a security holder of the issuer.
- The exercise price and number of shares underlying the Employee Stock Options have been adjusted to reflect the issuer's 3-for-1 stock split paid on May 23, 2014.
- These securities vested in four equal annual installments with the first installment vesting on the date shown. The options exercised and sold were due to expire on December 1, 2015.
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