Filing Details

Accession Number:
0001140361-15-006438
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-13 14:34:49
Reporting Period:
2015-02-04
Filing Date:
2015-02-13
Accepted Time:
2015-02-13 14:34:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
763532 Lsi Industries Inc LYTS Electric Lighting & Wiring Equipment (3640) 310888951
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
936975 J Robert Ready C/O Lsi Industries Inc.
10000 Alliance Road
Cincinnati OH 45242
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2015-02-04 28,250 $7.35 634,285 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 91,072 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Option to Buy $7.20 2023-08-22 53,000 53,000 Direct
Common Shares Option to Buy $6.58 2022-08-15 45,000 45,000 Direct
Common Shares Option to Buy $17.60 2016-08-24 25,000 25,000 Direct
Common Shares Option to Buy $19.76 2017-08-24 20,000 20,000 Direct
Common Shares Option to Buy $8.98 2018-08-22 20,000 20,000 Direct
Common Shares Option to Buy $8.40 2019-08-21 65,000 65,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-08-22 53,000 53,000 Direct
2022-08-15 45,000 45,000 Direct
2016-08-24 25,000 25,000 Direct
2017-08-24 20,000 20,000 Direct
2018-08-22 20,000 20,000 Direct
2019-08-21 65,000 65,000 Direct
Footnotes
  1. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.26 to $7.42 per share. The Reporting Person undertakes to provide full pricing information to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request.
  2. Common shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
  3. The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
  4. These holdings have been previously reported on Form 4.