Filing Details

Accession Number:
0001162194-15-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-12 19:54:23
Reporting Period:
2015-02-10
Filing Date:
2015-02-12
Accepted Time:
2015-02-12 19:54:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162194 Fluidigm Corp FLDM Laboratory Analytical Instruments (3826) 770513190
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222641 Vikram Jog Fluidigm Corporation
7000 Shoreline Court, Suite 100
South San Francisco CA 94080
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-10 2,248 $14.60 2,974 No 4 M Direct
Common Stock Disposition 2015-02-10 2,248 $37.55 726 No 4 S Direct
Common Stock Acquisiton 2015-02-10 1,702 $15.49 2,428 No 4 M Direct
Common Stock Disposition 2015-02-10 1,702 $37.99 726 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-02-10 2,248 $0.00 2,248 $14.60
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-02-10 1,702 $0.00 1,702 $15.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,419 2021-05-17 No 4 M Direct
12,501 2022-02-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,061 Indirect See Footnote
Footnotes
  1. Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.
  2. The sales reported by Mr. Jog were effected pursuant to a Rule 10b5-1 trading plan adopted on September 13, 2013.
  3. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $37.38 to $37.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  4. 1/48th of the shares subject to the Option vested on June 18, 2011 and 1/48th of the shares subject to the Option vest each month thereafter, such that the Option will be fully vested on May 18, 2015.
  5. 1/48th of the shares subject to the Option vested on February 17, 2012 and 1/48th of the shares subject to the Option vested on March 1, 2012 and each month thereafter, such that the Option will be fully vested on January 1, 2016.