Filing Details

Accession Number:
0001209191-15-012303
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-11 20:25:51
Reporting Period:
2015-02-09
Filing Date:
2015-02-11
Accepted Time:
2015-02-11 20:25:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1412043 Opower Inc. OPWR Services-Prepackaged Software (7372) 260542549
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602094 Daniel Yates C/O Opower, Inc..
1515 North Courthouse Road, 8Th Floor
Arlington VA 22201
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-02-09 9,693 $12.65 6,454,734 No 4 S Direct
Common Stock Disposition 2015-02-09 2,407 $12.65 1,612,593 No 4 S Indirect See Footnote
Common Stock Disposition 2015-02-10 20,605 $12.86 6,434,129 No 4 S Direct
Common Stock Disposition 2015-02-10 5,116 $12.86 1,607,477 No 4 S Indirect See Footnote
Common Stock Disposition 2015-02-11 5,412 $12.81 6,428,717 No 4 S Direct
Common Stock Disposition 2015-02-11 1,344 $12.81 1,606,133 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See Footnote
No 4 S Direct
No 4 S Indirect See Footnote
No 4 S Direct
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 50,000 Indirect See Footnote
Common Stock 0 Indirect See Footnote
Footnotes
  1. This sale was effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person on June 12, 2014.
  2. This sale price represents the weighted average sale price of the shares sold ranging from $12.35 to $12.78 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  3. Includes 5,167 shares acquired by the Reporting Person in December 2014 pursuant to a pro rata distribution by a limited partnership to its partners for no additional consideration.
  4. Shares held by the Yates-Whitman 2013 Annuity Trust #1.
  5. This sale price represents the weighted average sale price of the shares sold ranging from $12.4699 to $13.08 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  6. This sale price represents the weighted average sale price of the shares sold ranging from $ 12.75 to $12.90 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  7. Shares held by Ralph Aaron Yates, Dorit Strauss Yates and Daniel Joseph Yates, Trustees of the Ralph Aaron Yates and Dorit Strauss Yates Declaration of Trust Dated December 19, 1990.
  8. This form and future filings exclude shares held by Ivan Jellinek and Monica Jellinek, and Pierre Poussard and Mary Winston Nicklin, who granted irrevocable proxies to Mr. Yates. Mr. Yates does not have a pecuniary interest in such shares.