Filing Details

Accession Number:
0001144204-15-008078
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-11 19:39:53
Reporting Period:
2015-02-09
Filing Date:
2015-02-11
Accepted Time:
2015-02-11 19:39:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
792130 Datawatch Corp DWCH Services-Prepackaged Software (7372) 020405716
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1590079 K Sanjay Mistry C/O Datawatch Corporation
271 Mill Road, Quorum Office Park
Chelmsford MA 01824
Vice President, Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-09 10,000 $6.26 54,700 No 4 P Direct
Common Stock Acquisiton 2015-02-10 19,300 $6.21 74,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.97 to $6.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.13 to $6.25. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.
  3. The reporting person's purchase of Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,333 shares, with the reporting person's sale of 1,333 shares of DWCH common stock on December 15, 2014 (the "December 15 Sale"), as previously reported. The reporting person has agreed in writing with the Issuer to pay to the Issuer $3,172.71, representing an amount equal to (i) the full amount of the profit realized from the matching transactions ($3,371.06) minus (ii) the amount of profit previously disgorged to the Company arising from the matching of the December 15 Sale to a purchase the Issuer's common stock by the reporting person also on December 15, 2014 ($198.35), as reported in the reporting person's Form 4 filed on December 17, 2014. The reporting person has made such payment prior to the filing of this Form.