Filing Details

Accession Number:
0001140361-15-005523
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-11 16:32:52
Reporting Period:
2014-12-23
Filing Date:
2015-02-11
Accepted Time:
2015-02-11 16:32:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
926617 Vermillion Inc. VRML In Vitro & In Vivo Diagnostic Substances (2835) 330595156
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1629151 George Henri Schuler 28161 North Keith Drive
Lake Forest IL 60045
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-12-23 952,838 $1.44 1,787,536 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-12-23 952,838 $1.44 1,787,536 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-12-23 952,838 $1.44 1,787,536 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-12-23 188,888 $1.44 188,888 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-12-23 188,888 $1.44 188,888 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Warrant to Acquire Common Stock Acquisiton 2014-12-23 571,702 $0.13 571,702 $2.00
Common Stock, Par Value $0.001 Per Share Warrant to Acquire Common Stock Acquisiton 2014-12-23 571,702 $0.13 571,702 $2.00
Common Stock, Par Value $0.001 Per Share Warrant to Acquire Common Stock Acquisiton 2014-12-23 571,702 $0.13 571,702 $2.00
Common Stock, Par Value $0.001 Per Share Warrant to Acquire Common Stock Acquisiton 2014-12-23 113,332 $0.13 113,332 $2.00
Common Stock, Par Value $0.001 Per Share Warrant to Acquire Common Stock Acquisiton 2014-12-23 113,332 $0.13 113,332 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
571,702 2015-06-23 2017-12-23 No 4 P Indirect
571,702 2015-06-23 2017-12-23 No 4 P Indirect
571,702 2015-06-23 2017-12-23 No 4 P Indirect
113,332 2015-06-23 2017-12-23 No 4 P Indirect
113,332 2015-06-23 2017-12-23 No 4 P Indirect
Footnotes
  1. These shares of Common Stock and Warrants to acquire Common Stock are directly owned by the Tino Hans Schuler Trust. H. George Schuler is the sole trustee of the Tino Hans Schuler Trust.
  2. These shares of Common Stock and Warrants to acquire Common Stock are directly owned by the Tanya Eve Schuler Trust. H. George Schuler is the sole trustee of the Tanya Eve Schuler Trust.
  3. These shares of Common Stock and Warrants to acquire Common Stock are directly owned by the Therese Heidi Schuler Trust. H. George Schuler is the sole trustee of the Therese Heidi Schuler Trust.
  4. These shares of Common Stock and Warrants to acquire Common Stock are directly owned by the Schuler GC 2010 Continuation Trust. H. George Schuler is the sole trustee of the Schuler GC 2010 Continuation Trust.
  5. These shares of Common Stock and Warrants to acquire Common Stock are directly owned by the Schuler Grandchildren LLC. H. George Schuler is the manager of the Schuler Grandchildren LLC.
  6. The reporting person disclaims beneficial ownership of the shares of Common Stock and Warrants to acquire Common Stock except to the extent of his pecuniary interest therein.