Filing Details
- Accession Number:
- 0000814453-15-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-11 16:04:39
- Reporting Period:
- 2015-02-09
- Filing Date:
- 2015-02-11
- Accepted Time:
- 2015-02-11 16:04:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 814453 | Newell Rubbermaid Inc | NWL | Plastics Products, Nec (3089) | 363514169 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192505 | B Michael Polk | C/O Newell Rubbermaid Inc. 3 Glenlake Pkwy. Atlanta GA 30328 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-09 | 99,884 | $37.65 | 422,122 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-09 | 51,303 | $37.65 | 370,819 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2015-02-09 | 419,513 | $37.65 | 790,332 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2015-02-09 | 217,518 | $37.65 | 572,814 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-02-10 | 150,000 | $37.92 | 422,814 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2015-02-09 | 99,884 | $0.00 | 99,884 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 37,300 | Indirect | Michael B. Polk December 2012 3-year GRAT |
| Common Stock | 83,400 | Indirect | Michael B. Polk December 2012 5-year GRAT |
| Common Stock | 86,144 | Indirect | Michael B. Polk December 2013 3-year GRAT |
Footnotes
- Reflects the distribution of shares from GRATS. Each distribution qualifies as only a change in the form of the Reporting Person's beneficial ownership, and, as such, has not been previously reported.
- Acquired upon vesting of performance-based restricted stock units previously granted on February 8, 2012.
- In connection with the stock sale, the reporting person sold 150,000 shares at a weighted average price of $37.92 at prices ranging from $37.57 to $38.14. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- Reflects the distribution of shares of common stock from this GRAT. This distribution qualifies as only a change in the form of the Reporting Person's beneficial ownership, and, as such, has not been previously reported.
- Each restricted stock unit was the economic equivalent of one share of Newell Rubbermaid Inc. common stock.
- N/A
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