Filing Details

Accession Number:
0000091142-15-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-11 11:50:18
Reporting Period:
2015-02-09
Filing Date:
2015-02-11
Accepted Time:
2015-02-11 11:50:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1111599 W Paul Jones A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-08-25 20,000 $0.00 174,428 No 4 G Direct
Common Stock Acquisiton 2015-02-09 120,000 $21.56 294,428 No 4 M Direct
Common Stock Disposition 2015-02-09 80,710 $61.53 213,718 No 4 F Direct
Common Stock Disposition 2015-02-10 39,290 $61.43 174,428 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2015-02-09 120,000 $0.00 120,000 $21.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
260,650 2021-02-07 No 4 M Direct
Footnotes
  1. Gift
  2. The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/07/2012.