Filing Details

Accession Number:
0000904454-15-000075
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-10 19:02:52
Reporting Period:
2015-02-06
Filing Date:
2015-02-10
Accepted Time:
2015-02-10 19:02:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499807 K2M Group Holdings Inc. KTWO Surgical & Medical Instruments & Apparatus (3841) 272977810
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1212985 J Patrick Welsh C/O Welsh, Carson, Anderson &Amp; Stowe
320 Park Avenue, Suite 2500
New York NY 10022
No No Yes No
1212986 L Russell Carson C/O Welsh, Carson, Anderson And Stowe
320 Park Avenue, Suite 2500
New York NY 10022
No No Yes No
1212987 K Bruce Anderson C/O Welsh, Carson, Anderson &Amp; Stowe
320 Park Avenue, Suite 2500
New York NY 10022
No No Yes No
1212991 A Robert Minicucci C/O Welsh, Carson, Anderson &Amp; Stowe
320 Park Avenue, Suite 2500
New York NY 10022
No No Yes No
1212992 J Anthony Denicola C/O Welsh, Carson, Anderson &Amp; Stowe
320 Park Avenue, Suite 2500
New York NY 10022
No No Yes No
1212993 B Paul Quaelly C/O Welsh, Carson, Anderson &Amp; Stowe
320 Park Avenue, Suite 2500
New York NY 10022
Yes No Yes No
1212996 Sanjay Swani C/O Welsh, Carson, Anderson And Stowe
320 Park Avenue, Suite 2500
New York NY 10022
No No Yes No
1297673 Wcas Capital Partners Iv, L.p. C/O Welsh, Carson, Anderson &Amp; Stowe
320 Park Avenue, Suite 2500
New York NY 10022
No No Yes No
1608207 Christopher Solomon C/O Welsh, Carson, Anderson &Amp; Stowe
320 Park Avenue, Suite 2500
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-02-06 53,871 $18.75 266,500 No 4 S Direct
Common Stock Disposition 2015-02-09 13,031 $18.75 253,469 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The securities reported as directly beneficially owned by the designated Reporting Person may be deemed to be indirectly beneficially owned by each of the Reporting Owners listed below, each of whom is a managing member of the sole general partner of the designated Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by the designated Reporting Person, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him.
  2. Each Reporting Owner listed below, except for Robert A. Minicucci, also indirectly beneficially owns 17,310,331 shares of Common Stock held by Welsh, Carson, Anderson & Stowe XI, L.P. Such individuals are managing members of the sole general partner of Welsh, Carson, Anderson & Stowe XI, L.P. Such individuals may also be deemed to indirectly beneficially own 58,335 shares of Common Stock held by WCAS XI Co-Investors LLC. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by each such entity, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him.
  3. Jonathan M. Rather also indirectly beneficially owns 14,173 shares of Common Stock held by WCAS Management Corp, of which he is the sole controlling shareholder. Pursuant to Instruction 4(b)(iv) of Form 4, Mr. Rather has elected to report as indirectly beneficially owned the entire number of securities owned by such entity, however he disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him.