Home > Insider Trading > Filing (0001015780-15-000019)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1015780	E Trade Financial Corp	ETFC	Savings Institution, Federally Chartered (6035)	942844166

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1580536	A Karl Roessner	1271 Avenue Of The Americas 14Th Floor New York NY 10020-1302	Evp & General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-02-06	46,660	$0.00	280,454	No	4	A	Direct
Common Stock	Acquisiton	2015-02-06	31,301	$0.00	311,755	No	4	A	Direct
Common Stock	Disposition	2015-02-06	7,158	$25.72	304,597	No	4	F	Direct
Common Stock	Disposition	2015-02-07	6,096	$25.72	298,501	No	4	F	Direct
Common Stock	Disposition	2015-02-09	2,611	$25.22	295,890	No	4	S	Direct
Common Stock	Disposition	2015-02-09	12,687	$25.22	283,203	No	4	S	Direct
Common Stock	Disposition	2015-02-09	11,952	$25.20	271,251	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	A	Direct
No	4	F	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	F	Direct

Footnotes

Restricted Stock Unit award relating to 2014 compensation will vest over three years, with one-third vesting on February 6, 2016; one-third vesting on February 6, 2017; and the remaining one-third vesting on February 6, 2018.
Restricted Stock Unit award relating to 2015 compensation will vest over three years, with one-third vesting on February 6, 2016; one-third vesting on February 6, 2017; and the remaining one-third vesting on February 6, 2018.
Shares reported were withheld for payment of taxes associated with the vesting of approximately one-fourth of a grant of restricted stock originally made on February 6, 2013.
Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made on February 7, 2014.
Sale of common stock pursuant to a Rule 10b5-1 plan entered into on October 28, 2013.
Sale of common stock pursuant to a Rule 10b5-1 plan entered into on March 5, 2014.
Shares reported were withheld for payment of taxes associated with the vesting of approximately one-fourth of a grant of restricted stock originally made on February 9, 2012.