Filing Details

Accession Number:
0001225208-15-003285
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-09 21:26:33
Reporting Period:
2015-02-05
Filing Date:
2015-02-09
Accepted Time:
2015-02-09 21:26:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
793952 Harley Davidson Inc HOG Motorcycles, Bicycles & Parts (3751) 391382325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205048 E Keith Wandell Harley-Davidson, Inc.
3700 West Juneau Avenue
Milwaukee WI 53208
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-05 69,545 $41.33 206,892 No 4 M Direct
Common Stock Disposition 2015-02-05 69,545 $63.06 137,347 No 4 S Direct
Common Stock Disposition 2015-02-06 5,686 $64.21 143,123 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2015-02-05 69,545 $0.00 69,545 $41.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 2012-02-09 2021-02-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (Restricted Stock) 11,723 Direct
Common Stock 1,230 Indirect By 401(k)
Common Stock 500 Indirect By IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 52,185 52,185 Direct
Common Stock Stock Option (right to buy) $63.49 2016-02-03 2025-02-03 101,963 101,963 Direct
Common Stock Stock Option (right to buy) $51.78 2014-02-04 2023-02-04 112,538 112,538 Direct
Common Stock Stock Option (right to buy) $62.33 2015-02-04 2024-02-04 97,545 97,545 Direct
Common Stock Stock Option (right to buy) $45.32 2013-02-06 2022-02-06 110,032 110,032 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
52,185 52,185 Direct
2025-02-03 101,963 101,963 Direct
2023-02-04 112,538 112,538 Direct
2024-02-04 97,545 97,545 Direct
2022-02-06 110,032 110,032 Direct
Footnotes
  1. On 2/6/2015, 11,462 shares of restricted stock vested. 5,686 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 5,776 shares are now reflected as common stock.
  2. The restricted stock granted 2/6/12 and 2/6/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. On 2/6/2015, 11,462 shares of restricted stock vested. 5,686 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 5,776 shares are now reflected as common stock.
  3. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
  4. All options are currently exercisable.
  5. Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
  6. Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
  7. Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
  8. Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.