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Filing Details

Accession Number:: 0001209191-15-010629
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2015-02-09 10:52:32
Reporting Period:: 2014-12-31

Filing Date:: 2015-02-09
Accepted Time:: 2015-02-09 10:52:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1071625	Dover Saddlery Inc	DOVR	Retail-Miscellaneous Shopping Goods Stores (5940)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1344341	Ar Jonathan Grylls	525 Great Rd Littleton MA 01460	Chief Strategy Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-20	38,665	$1.94	179,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Incentive Stock Option	Disposition	2014-10-20	38,665	$1.94	38,665	$1.94

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
91,845		2014-12-29	No	4	C	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	179,000	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Incentive Stock Option	$4.50	2017-11-13	15,725	91,845	Direct
Common Stock	Non-Qualified Stock Option	$4.50	2017-11-13	3,500	20,440	Direct
Common Stock	Incentive Stock Option	$1.24	2018-11-20	13,220	91,845	Direct
Common Stock	Non-Qualified Stock Option	$1.24	2018-11-20	2,940	20,440	Direct
Common Stock	Incentive Stock Option	$3.10	2020-11-16	15,725	91,845	Direct
Common Stock	Non-Qualified Stock Option	$3.10	2020-11-16	3,500	20,440	Direct
Common Stock	Incentive Stock Option	$3.32	2021-11-27	15,725	91,845	Direct
Common Stock	Non-Qualified Stock Option	$3.32	2021-11-27	3,500	20,440	Direct
Common Stock	Incentive Stock Option	$3.59	2022-11-15	15,725	91,845	Direct
Common Stock	Non-Qualified Stock Option	$3.59	2022-11-15	3,500	20,440	Direct
Common Stock	Incentive Stock Option	$4.90	2023-11-19	15,725	91,845	Direct
Common Stock	Non-Qualified Stock Option	$4.90	2023-11-19	3,500	20,440	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-11-13	15,725	91,845	Direct
2017-11-13	3,500	20,440	Direct
2018-11-20	13,220	91,845	Direct
2018-11-20	2,940	20,440	Direct
2020-11-16	15,725	91,845	Direct
2020-11-16	3,500	20,440	Direct
2021-11-27	15,725	91,845	Direct
2021-11-27	3,500	20,440	Direct
2022-11-15	15,725	91,845	Direct
2022-11-15	3,500	20,440	Direct
2023-11-19	15,725	91,845	Direct
2023-11-19	3,500	20,440	Direct

Footnotes

The reporting person transferred 54,735 shares of the issuer's Common Stock (the "Shares") to The Jonathan Andrew Richard Grylls Living Trust u/d/t dated September 27, 2006 (the "Trust"), of which the reporting person is one of the Trustees. The reporting person continues to have a pecuniary interest in the Trust, as the beneficiary of the Trust, has investment control over the Shares; and as the settlor of the Trust, has the right to revoke the Trust without the consent of another person.Includes (i) 54,735 shares of the issuer's Common Stock (the "Shares") held by the Trust, as the result of the transfer reported hereby, and (ii) 124,265 Shares held by the reporting person.
This transaction has been previously reported on a Form 4 filed in a timely manner.
Granted on 11/14/2007 and vest on anniversary date of grant at rate 20% per year for five years.
As of 12/31/2014, total includes 15,725 Incentive Stock Options granted in 2007. Together with Non-Qualified Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options granted in 2007. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
Granted on 11/21/2008 and vest on anniversary date of grant at rate 20% per year for five years.
As of 12/31/2014, total includes 13,220 Incentive Stock Options granted in 2008. Together with Non-Qualified Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options granted in 2008. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
Granted on 11/17/2010 and vest on anniversary date of grant at rate 20% per year for five years.
As of 12/31/2014, total includes 15,725 Incentive Stock Options granted in 2010. Together with Non-Qualified Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options granted in 2010. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
Granted on 11/28/2011 and vest on anniversary date of grant at rate 20% per year for five years.
As of 12/31/2014, total includes 15,725 Incentive Stock Options granted in 2011. Together with Non-Qualified Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options granted in 2011. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
Granted on 11/16/2012 and vest on anniversary date of grant at rate 20% per year for five years.
As of 12/31/2014, total includes 15,725 Incentive Stock Options granted in 2012. Together with Non-Qualified Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options granted in 2012. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
Granted on 11/20/2013 and vest on anniversary date of grant at rate 20% per year for five years.
As of 12/31/2014, total includes 15,725 Incentive Stock Options granted in 2013. Together with Non-Qualified Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options granted in 2013. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
All options had vested attend of 5-year vesting schedule on December 29,2009.
Reflects total outstanding Incentive Stock Options held by this reporting person as of 12/31/2014. Together with Non-Qualified Stock Options the total stock options held by this reporting person as of 12/31/2014 equals 112,285.