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Home > Insider Trading > Filing (0001209191-15-010626)

Filing Details

Accession Number:
0001209191-15-010626
Form Type:
5
Zero Holdings:
No
Publication Time:
2015-02-09 10:49:55
Reporting Period:
2014-12-31
Filing Date:
2015-02-09
Accepted Time:
2015-02-09 10:49:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1071625 Dover Saddlery Inc DOVR Retail-Miscellaneous Shopping Goods Stores (5940) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344345 F Gregory Mulligan 525 Great Rd
Littleton MA 01460		 Yes No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-26 12,840 $1.94 12,840 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option Disposition 2014-03-26 12,840 $1.94 12,840 $1.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,940 2014-03-30 No 4 C Direct
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option $7.50 2016-10-25 3,500 23,940 Direct
Common Stock Non-Qualified Stock Option $4.50 2017-11-13 3,500 23,940 Direct
Common Stock Non-Qualified Stock Option $1.24 2018-11-20 2,940 23,940 Direct
Common Stock Non-Qualified Stock Option $3.10 2020-11-16 3,500 23,940 Direct
Common Stock Non-Qualified Stock Option $3.32 2021-11-27 3,500 23,940 Direct
Common Stock Non-Qualified Stock Option $3.59 2022-11-15 3,500 23,940 Direct
Common Stock Non-Qualified Stock Option $4.90 2023-11-19 3,500 23,940 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-10-25 3,500 23,940 Direct
2017-11-13 3,500 23,940 Direct
2018-11-20 2,940 23,940 Direct
2020-11-16 3,500 23,940 Direct
2021-11-27 3,500 23,940 Direct
2022-11-15 3,500 23,940 Direct
2023-11-19 3,500 23,940 Direct
Footnotes
  1. This transaction has been previously reported on a Form 4 in a timely manner.
  2. As of 12/31/2014.
  3. Granted on 10/26/2006 and vest on anniversary date of grant at rate 20 % per year for five years.
  4. As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options as granted in 2006.
  5. Granted on 11/14/2007 and vest on anniversary date of grant at rate 20 % per year for five years.
  6. As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options as granted in 2007.
  7. Granted on 11/21/2008 and vest on anniversary date of grant at rate 20 % per year for five years.
  8. As of 12/31/2014, total includes 2,940 Non-Qualified Stock Options as granted in 2008.
  9. Granted on 11/17/2010 and vest on anniversary date of grant at rate 20 % per year for five years.
  10. As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options as granted in 2010.
  11. Granted on 11/28/2011 and vest on anniversary date of grant at rate 20 % per year for five years.
  12. As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options as granted in 2011.
  13. Granted on 11/16/2012 and vest on anniversary date of grant at rate 20 % per year for five years.
  14. As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options as granted in 2012.
  15. Granted on 11/20/2013 and vest on anniversary date of grant at rate 20 % per year for five years.
  16. As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options as granted in 2013.
  17. Immediately