Filing Details
- Accession Number:
- 0001144204-15-006678
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-06 15:48:23
- Reporting Period:
- 2015-02-04
- Filing Date:
- 2015-02-06
- Accepted Time:
- 2015-02-06 15:48:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135906 | Epirus Biopharmaceuticals Inc. | EPRS | Pharmaceutical Preparations (2834) | 043514457 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1240357 | D John Diekman | C/O 5 Am Ventures 3000 Sand Hill Rd Menlo Park CA 94025 | No | No | Yes | No | |
| 1456890 | 5Am Ventures Iii, L.p. | 2200 Sand Hill Road Suite 110 Menlo Park CA 94025 | No | No | Yes | No | |
| 1478660 | 5Am Co-Investors Iii, L.p. | 2200 Sand Hill Road Suite 110 Menlo Park CA 94025 | No | No | Yes | No | |
| 1555953 | 5Am Partners Iii, Llc | 2200 Sand Hill Road Suite 110 Menlo Park CA 94025 | No | No | Yes | No | |
| 1598549 | J. Andrew Schwab | C/O 5Am Ventures, 2200 Sand Hill Road Suite 110 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-04 | 10,050 | $5.00 | 65,699 | No | 4 | P | Indirect | See Footnote |
| Common Stock | Acquisiton | 2015-02-04 | 389,950 | $5.00 | 2,549,211 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
Footnotes
- Shares directly beneficially owned by 5AM Co-Investors III, L.P.
- 5AM Partners III, LLC is the general partner of 5AM Ventures III, L.P. and 5AM Co-Investors III, L.P. Dr. John Diekman, Andrew Schwab and Dr. Scott Rocklage are the managing members of 5AM Partners III. 5AM Partners III, LLC may be deemed to have sole voting and investment power over the shares beneficially owned by 5AM Ventures III, L.P. and 5AM Co-Investors III, L.P. Dr. Diekman, Mr. Schwab and Dr. Rocklage may be deemed to have shared voting and investment power over the shares beneficially owned by 5AM Ventures III, L.P. and 5AM Co-Investors III, L.P. Each of 5AM Partners III, LLC, Dr. Diekman, Mr. Schwab and Dr. Rocklage disclaim beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
- Shares directly beneficially owned by 5AM Ventures III, L.P.
Billionaire Hedge Funds
