Filing Details

Accession Number:
0001209191-15-009819
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-05 16:31:36
Reporting Period:
2015-02-03
Filing Date:
2015-02-05
Accepted Time:
2015-02-05 16:31:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
767920 Pmc Sierra Inc PMCS Semiconductors & Related Devices (3674) 942925073
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298722 Colin Harris 1380 Bordeaux Drive
Sunnyvale CA 94089
Vp, Coo And Gm Of Cbu No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-02-03 67,885 $9.07 219,448 No 4 S Direct
Common Stock Acquisiton 2015-02-03 62,500 $7.83 281,948 No 4 M Direct
Common Stock Acquisiton 2015-02-03 62,500 $7.87 344,448 No 4 M Direct
Common Stock Acquisiton 2015-02-03 50,000 $6.37 394,448 No 4 M Direct
Common Stock Acquisiton 2015-02-03 50,000 $7.54 444,448 No 4 M Direct
Common Stock Acquisiton 2015-02-03 80,000 $4.79 524,448 No 4 M Direct
Common Stock Disposition 2015-02-03 305,000 $8.98 219,448 No 4 S Direct
Common Stock Acquisiton 2015-02-03 5,103 $0.00 5,103 No 4 M Indirect By Wife
Common Stock Disposition 2015-02-03 5,103 $8.95 0 No 4 S Indirect By Wife
Common Stock Acquisiton 2015-02-03 5,103 $0.00 5,103 No 4 M Indirect By Trust for Son
Common Stock Disposition 2015-02-03 5,103 $8.95 0 No 4 S Indirect By Trust for Son
Common Stock Acquisiton 2015-02-03 5,103 $0.00 5,103 No 4 M Indirect By Trust for Son
Common Stock Disposition 2015-02-03 5,103 $8.95 0 No 4 S Indirect By Trust for Son
Common Stock Acquisiton 2015-02-03 5,103 $0.00 5,103 No 4 M Indirect By Trust for Son
Common Stock Disposition 2015-02-03 5,103 $8.95 0 No 4 S Indirect By Trust for Son
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Indirect By Wife
No 4 S Indirect By Wife
No 4 M Indirect By Trust for Son
No 4 S Indirect By Trust for Son
No 4 M Indirect By Trust for Son
No 4 S Indirect By Trust for Son
No 4 M Indirect By Trust for Son
No 4 S Indirect By Trust for Son
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Disposition 2015-02-03 62,500 $0.00 62,500 $7.83
Common Stock Common Stock Disposition 2015-02-03 62,500 $0.00 62,500 $7.87
Common Stock Common Stock Disposition 2015-02-03 50,000 $0.00 50,000 $6.37
Common Stock Common Stock Disposition 2015-02-03 50,000 $0.00 50,000 $7.54
Common Stock Common Stock Disposition 2015-02-03 80,000 $0.00 80,000 $4.79
Common Stock 1-B Special Shares Disposition 2015-02-03 2,336 $0.00 5,103 $0.00
Common Stock 1-B Special Shares Disposition 2015-02-03 2,336 $0.00 5,103 $0.00
Common Stock 1-B Special Shares Disposition 2015-02-03 2,336 $0.00 5,103 $0.00
Common Stock 1-B Special Shares Disposition 2015-02-03 2,336 $0.00 5,103 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-10-18 No 4 M Direct
0 2015-04-18 No 4 M Direct
0 2016-09-07 No 4 M Direct
0 2016-12-07 No 4 M Direct
0 2018-03-04 No 4 M Direct
0 1994-07-01 No 4 M Indirect
0 1994-07-01 No 4 M Indirect
0 1994-07-01 No 4 M Indirect
0 1994-07-01 No 4 M Indirect
Footnotes
  1. The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $9.00 to $9.155 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  2. The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $8.91 to $9.135 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  3. Conversion of one PMC Ltd. 1-B Special Share for each 2.18448 shares of PMC Common Stock.
  4. Fully vested.
  5. Presented before conversion of 1-B Special Shares to PMC Common Stock.
  6. No expiration.
  7. Presented as if the Special Shares had been converted to PMC Common Stock.
  8. In 1994, reporting person, his wife and three sons exchanged 75,000 shares of PMC Ltd. Common Stock for 75,000 PMC Ltd. 1-B Special Shares. Each 1-B Special Shares now converts to 2.18448 shares.