Home > Insider Trading > Filing (0001209191-15-009637)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
851310	Harmonic Inc	HLIT	Radio & Tv Broadcasting & Communications Equipment (3663)	770201147

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1380568	Charles Bonasera	4300 North First Street San Jose CA 95134	Svp, Operations And Quality	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-02-03	22,500	$5.63	31,083	No	4	M	Direct
Common Stock	Disposition	2015-02-03	22,500	$7.72	8,583	No	4	S	Direct
Common Stock	Acquisiton	2015-02-03	7,697	$5.78	16,280	No	4	M	Direct
Common Stock	Disposition	2015-02-03	7,697	$7.78	8,583	No	4	S	Direct
Common Stock	Acquisiton	2015-02-04	15,662	$5.78	24,245	No	4	M	Direct
Common Stock	Disposition	2015-02-04	15,662	$7.78	8,583	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Right to buy	Disposition	2015-02-03	22,500	$5.63	22,500	$5.63
Common Stock	Right to buy	Disposition	2015-02-03	7,697	$5.78	7,697	$5.78
Common Stock	Right to buy	Disposition	2015-02-04	15,662	$5.78	15,662	$5.78

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
22,500	2010-02-15	2016-02-24	No	4	M	Direct
89,803	2014-02-15	2020-03-15	No	4	M	Direct
74,141	2014-02-15	2020-03-15	No	4	M	Direct

Footnotes

Per 10b5-1 Plan dated December 12, 2014.
These shares of common stock were acquired upon the exercise of stock options on 2/3/2015. These options were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009.
These shares of common stock were acquired upon the exercise of stock options on 2/3/2015. These options were initially granted to the Reporting Person on 3/15/2013, and were identified on a Form 4 filed by the Reporting Person on 3/19/2013.
These shares of common stock were acquired upon the exercise of stock options on 2/4/2015. These options were initially granted to the Reporting Person on 3/15/2013, and were identified on a Form 4 filed by the Reporting Person on 3/19/2013.