Filing Details
- Accession Number:
- 0001225208-15-003032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-04 18:59:47
- Reporting Period:
- 2015-02-02
- Filing Date:
- 2015-02-04
- Accepted Time:
- 2015-02-04 18:59:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1355096 | Liberty Interactive Corp | QVCA | Retail-Catalog & Mail-Order Houses (5961) | 841288730 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1280367 | A Michael George | 12300 Liberty Boulevard Englewood CO 80112 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Liberty Interactive Common Stock | Acquisiton | 2015-02-02 | 212,014 | $17.74 | 1,143,193 | No | 4 | M | Direct | |
| Series A Liberty Interactive Common Stock | Disposition | 2015-02-02 | 212,014 | $27.22 | 931,179 | No | 4 | S | Direct | |
| Series A Liberty Ventures Common Stock | Acquisiton | 2015-02-02 | 50,573 | $22.31 | 267,698 | No | 4 | M | Direct | |
| Series A Liberty Ventures Common Stock | Acquisiton | 2015-02-02 | 2,781 | $14.86 | 270,479 | No | 4 | M | Direct | |
| Series A Liberty Ventures Common Stock | Disposition | 2015-02-02 | 53,354 | $37.24 | 217,125 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Series A Liberty Ventures Common Stock | Stock Option (right to buy) - LVNTA | Disposition | 2015-02-02 | 2,781 | $0.00 | 2,781 | $14.86 |
| Series A Liberty Ventures Common Stock | Stock Option (right to buy) - LVNTA | Disposition | 2015-02-02 | 50,573 | $0.00 | 50,573 | $22.31 |
| Series A Liberty Interactive Common Stock | Stock Option (right to buy) - QVCA | Disposition | 2015-02-02 | 212,014 | $0.00 | 212,014 | $17.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-04-06 | No | 4 | M | Direct | |
| 53,354 | 2016-04-06 | No | 4 | M | Direct | |
| 212,015 | 2016-04-06 | No | 4 | M | Direct |
Footnotes
- Such transactions were effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The price is a weighted average price. These shares were sold in multiple transactions ranging from $27.035 to $27.610, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price is a weighted average price. These shares were sold in multiple transactions ranging from $36.87 to $37.74, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- The derivative security is fully vested.
- On October 3, 2014, the Issuer declared a stock dividend (the "reattribution dividend"), payable to all holders of record of Series A Liberty Interactive Common Stock as of 5:00 p.m. New York City time, on October 13, 2014 of 0.14217 of a share of Series A Liberty Ventures Common Stock for each share of Series A Liberty Interactive Common Stock outstanding. In connection with the completion of the reattribution dividend, all equity awards held by the reporting person with respect to the Issuer's Liberty Interactive Common Stock (each an "Original Interactive Award") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the equity awards were granted, such that the reporting person received (i) an adjustment to the exercise price or base price, as applicable, and number of shares relating to the Original Interactive Award and (ii) an equity award relating to shares of the corresponding series of Liberty Ventures Common Stock.
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