Filing Details

Accession Number:
0001490660-15-000017
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-04 18:31:31
Reporting Period:
2014-04-17
Filing Date:
2015-02-04
Accepted Time:
2015-02-04 18:31:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490660 Marketo Inc. MKTO Services-Prepackaged Software (7372) 562558241
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1220396 Sanjay Dholakia 901 Mariners Island Blvd
San Mateo CA 94404
Svp & Chief Marketing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-04-17 17,762 $30.85 37,048 No 4 F Direct
Common Stock Acquisiton 2015-02-02 204 $4.74 18,904 No 4 M Direct
Common Stock Acquisiton 2015-02-02 490 $4.56 19,394 No 4 M Direct
Common Stock Acquisiton 2015-02-02 994 $4.74 20,388 No 4 M Direct
Common Stock Disposition 2015-02-02 1,600 $33.17 18,788 No 4 S Direct
Common Stock Disposition 2015-02-02 88 $34.38 18,700 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2015-02-02 490 $0.00 490 $4.56
Common Stock Incentive Stock Option (right to buy) Disposition 2015-02-02 204 $0.00 204 $4.74
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2015-02-02 994 $0.00 994 $4.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,344 2022-04-30 No 4 M Direct
3,876 2022-08-28 No 4 M Direct
18,884 2022-08-28 No 4 M Direct
Footnotes
  1. Shares withheld by Marketo, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. No shares were sold.
  2. The shares were sold pursuant to Mr. Dholakia's 10b5-1 plan entered into on August 8, 2014.
  3. This transaction was executed in multiple trades at prices ranging from $32.80 to $33.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in twenty-four equal monthly installments beginning on May 17, 2014.
  5. The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vest on August 29, 2013 and one forty-eighth of the shares vest monthly thereafter.