Filing Details
- Accession Number:
- 0001209191-15-009539
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-04 18:04:09
- Reporting Period:
- 2015-02-02
- Filing Date:
- 2015-02-04
- Accepted Time:
- 2015-02-04 18:04:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1380567 | Neven Haltmayer | 4300 North First Street San Jose CA 95134 | Sr. Vice President, R&D | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-02 | 78,000 | $5.63 | 87,560 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-02 | 78,000 | $7.66 | 9,560 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-02 | 38,000 | $6.41 | 47,560 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-02 | 38,000 | $7.66 | 9,560 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-03 | 30,000 | $6.41 | 39,560 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-03 | 30,000 | $7.74 | 9,560 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-04 | 10,000 | $6.41 | 19,560 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-04 | 10,000 | $7.77 | 9,560 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Right to buy | Disposition | 2015-02-02 | 78,000 | $5.63 | 78,000 | $5.63 |
| Common Stock | Right to buy | Disposition | 2015-02-02 | 38,000 | $6.41 | 38,000 | $6.41 |
| Common Stock | Right to buy | Disposition | 2015-02-03 | 30,000 | $6.41 | 30,000 | $6.41 |
| Common Stock | Right to buy | Disposition | 2015-02-04 | 10,000 | $6.41 | 10,000 | $6.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-02-15 | 2016-02-24 | No | 4 | M | Direct |
| 40,000 | 2011-02-15 | 2017-02-19 | No | 4 | M | Direct |
| 10,000 | 2011-02-15 | 2017-02-19 | No | 4 | M | Direct |
| 0 | 2011-02-15 | 2017-02-19 | No | 4 | M | Direct |
Footnotes
- These shares of common stock were acquired upon the exercise of stock options on 2/2/2015. These options were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009.
- These shares of common stock were acquired upon the exercise of stock options on 2/2/2015. These options were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed by the Reporting Person on 2/23/2010.
- These shares of common stock were acquired upon the exercise of stock options on 2/3/2015. These options were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed by the Reporting Person on 2/23/2010.
- These shares of common stock were acquired upon the exercise of stock options on 2/4/2015. These options were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed by the Reporting Person on 2/23/2010.
Billionaire Hedge Funds
