Filing Details

Accession Number:
0001104659-15-006708
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-04 17:14:12
Reporting Period:
2015-02-04
Filing Date:
2015-02-04
Accepted Time:
2015-02-04 17:14:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1506928 Avinger Inc AVGR Surgical & Medical Instruments & Apparatus (3841) 208873453
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1304079 Matthew Ferguson C/O Avinger, Inc. 400 Chesapeake Drive
Redwood City CA 94063
Chief Business Officer And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-04 13,791 $0.00 13,791 No 4 C Direct
Common Stock Acquisiton 2015-02-04 1,190 $12.60 14,981 No 4 X Direct
Common Stock Disposition 2015-02-04 1,154 $13.00 13,827 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series E Convertible Preferred Stock Disposition 2015-02-04 3,968 $0.00 3,968 $0.00
Common Stock Series E Convertible Preferred Stock Disposition 2015-02-04 9,823 $0.00 9,823 $0.00
Common Stock Warrant (Right to Buy) Disposition 2015-02-04 1,190 $0.00 1,190 $12.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 2013-10-29 2018-10-29 No 4 X Direct
Footnotes
  1. The Series E Convertible Preferred Stock converted into Common Stock on a 1 for 1 basis and had no expiration date.
  2. On February 4, 2015, the reporting person exercised a warrant to purchase 1,190 share of Avinger, Inc. Common Stock for $12.60 per share. The reporting person paid the exercise price on a cashless basis, resulting in Avinger, Inc.'s withholding of 1,154 of the warrant shares to pay the price and issuing to the reporting person the remaining 36 shares. Avinger, Inc. also paid $7.75 to the reporting person in lieu of a fractional share.