Filing Details

Accession Number:
0001209191-15-008870
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-03 16:48:58
Reporting Period:
2015-02-01
Filing Date:
2015-02-03
Accepted Time:
2015-02-03 16:48:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1142596 Nuvasive Inc NUVA Surgical & Medical Instruments & Apparatus (3841) 330768598
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1289409 Patrick Miles 7475 Lusk Blvd.
San Diego CA 92121
President And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-01 48,115 $0.00 97,088 No 4 A Direct
Common Stock Disposition 2015-02-01 25,106 $46.32 71,982 No 4 F Direct
Common Stock Acquisiton 2015-02-01 12,021 $0.00 84,003 No 4 A Direct
Common Stock Disposition 2015-02-01 6,272 $46.32 77,731 No 4 F Direct
Common Stock Acquisiton 2015-02-01 9,165 $0.00 86,896 No 4 A Direct
Common Stock Disposition 2015-02-01 4,782 $46.32 82,114 No 4 F Direct
Common Stock Acquisiton 2015-02-01 5,304 $0.00 87,418 No 4 A Direct
Common Stock Disposition 2015-02-01 2,767 $46.32 84,651 No 4 F Direct
Common Stock Acquisiton 2015-02-02 9,491 $26.62 94,142 No 4 M Direct
Common Stock Disposition 2015-02-02 7,582 $45.93 86,560 No 4 F Direct
Common Stock Acquisiton 2015-02-02 22,396 $27.46 108,956 No 4 M Direct
Common Stock Disposition 2015-02-02 18,088 $45.93 90,868 No 4 F Direct
Common Stock Acquisiton 2015-02-02 64,246 $32.80 155,114 No 4 M Direct
Common Stock Disposition 2015-02-02 55,463 $45.93 99,651 No 4 F Direct
Common Stock Disposition 2015-02-03 15,000 $45.53 84,651 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 A Direct
No 4 F Direct
No 4 A Direct
No 4 F Direct
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2015-02-02 9,491 $0.00 9,491 $26.62
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2015-02-02 22,396 $0.00 22,396 $27.46
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2015-02-02 64,246 $0.00 64,246 $32.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-01-03 No 4 M Direct
0 2021-01-28 No 4 M Direct
0 2020-01-04 No 4 M Direct
Footnotes
  1. Settlement of the remaining one-half of the Performance Restricted Stock Units (PRSUs) granted on March 1, 2013. The performance criteria for such PRSUs was confirmed by the Issuer's Compensation Committee on January 24, 2014.
  2. Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive or purchase (as appropriate) shares pursuant to previously disclosed Company equity awards.
  3. Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of PRSUs dated March 1, 2013.
  4. Settlement of vested shares under Restricted Stock Unit grant dated February 13, 2012.
  5. Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of Restricted Stock Unit awards dated February 13, 2012.
  6. Settlement of vested shares under Restricted Stock Unit grant dated February 26, 2013.
  7. Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of Restricted Stock Unit awards dated February 26, 2013.
  8. Settlement of vested shares under Restricted Stock Unit grant dated February 19, 2014.
  9. Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of Restricted Stock Unit awards dated February 19, 2014.
  10. Payment of exercise price and tax liability by Issuer's withholding of shares incident to the respective option exercise.
  11. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on November 7, 2014, which is intended to comply with Rule 10b5-1.
  12. Weighted average from 54 transactions with prices ranging from $45.2100 to $45.9750. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares sold at each separate price.
  13. The option, representing a right to purchase a total of 91,248 shares, became exercisable as follows: 25% of the shares vested on January 3, 2012; 1/48th of the remaining shares vested monthly thereafter so that all shares were fully vested as of January 3, 2015, subject to continued employment through each vesting period.
  14. The option, representing a right to purchase a total of 24,479 shares, became exercisable as follows: 25% of the shares vested on January 28, 2012; the remaining shares vested monthly thereafter so that all shares were fully vested as of January 28, 2015, subject to continued employment through each vesting period.
  15. The option, representing a right to purchase a total of 122,395 shares, became exercisable as follows: 25% of the shares vested on January 4, 2011; the remaining shares vested monthly thereafter so that all shares were fully vested as of January 4, 2014, subject to continued employment through each vesting period.