Filing Details

Accession Number:
0001209191-15-008755
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-03 16:15:03
Reporting Period:
2015-01-30
Filing Date:
2015-02-03
Accepted Time:
2015-02-03 16:15:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501364 United Financial Bancorp Inc. UBNK Savings Institutions, Not Federally Chartered (6036) 273577029
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1523145 R Eric Newell Rockville Financial Inc
45 Glastonbury Boulevard
Glastonbury CT 06033
Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-01-30 1,611 $12.64 2,001 No 4 P Indirect By Rockville Bank 401(k) Plan
Common Stock Acquisiton 2015-01-30 364 $12.75 22,859 No 4 P Direct
Common Stock Acquisiton 2015-01-30 800 $12.75 23,659 No 4 P Direct
Common Stock Acquisiton 2015-01-30 800 $12.74 24,459 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Rockville Bank 401(k) Plan
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,853 Indirect By Rockville Bank ESOP Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $10.99 2012-06-21 2022-06-21 18,009 18,099 Direct
Common Stock Stock Options $10.99 2012-06-21 2022-06-21 50,739 50,739 Direct
Common Stock Stock Options $13.25 2013-06-21 2023-06-21 4,429 4,429 Direct
Common Stock Stock Options $13.25 2013-06-21 2023-06-21 13,289 13,289 Direct
Common Stock Stock Options $13.73 2015-06-20 2024-06-20 4,783 4,783 Direct
Common Stock Stock Options $13.73 2015-06-20 2024-06-20 14,349 14,349 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-06-21 18,009 18,099 Direct
2022-06-21 50,739 50,739 Direct
2023-06-21 4,429 4,429 Direct
2023-06-21 13,289 13,289 Direct
2024-06-20 4,783 4,783 Direct
2024-06-20 14,349 14,349 Direct
Footnotes
  1. Transaction represents 1,611 shares purchased in the Rockville Bank 401(k) Plan.
  2. Shares allocated to the account of Mr. Newell under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested as of December 31, 2013
  3. Includes 9,382 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 4,819 shares withheld by the Issuer for tax withholding purposes.
  4. Includes 3,120 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 4,734 performance shares became 100% vested at target. The reported number of shares is net of 1,614 shares withheld by the Issuer for taxwithholding purposes.
  5. Includes 798 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 418 shares withheld by the Issuer for tax withholding purposes.
  6. Includes 801 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,216 performance shares became 100% vested at target. The reported number of shares is net of 415 shares withheld by the Issuer for taxwithholding purposes.
  7. Includes 5,462 restricted stock shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
  8. Includes 2,731 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 2,731 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter.
  9. Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all options became 100% vested and exercisable.
  10. Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all options became 100% vested and exercisable.
  11. Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest at the one year anniversary the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
  12. Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest at the one year anniversary of the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.