Filing Details
- Accession Number:
- 0001225208-15-002736
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-03 15:10:53
- Reporting Period:
- 2015-02-03
- Filing Date:
- 2015-02-03
- Accepted Time:
- 2015-02-03 15:10:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062438 | Pulaski Financial Corp | PULB | Savings Institution, Federally Chartered (6035) | 431816913 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1018094 | W Gary Douglass | 12300 Olive Boulevard St. Louis MO 63141 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-03 | 1,000 | $11.75 | 113,526 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | By IRA |
| Common Stock | 7,777 | Indirect | By KSOP |
| Common Stock | 17,500 | Indirect | By Stock Award IV |
| Common Stock | 3,899 | Indirect | By Stock Award V |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $6.69 | 2010-01-01 | 2019-01-01 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Option (right to buy) | $12.84 | 2009-05-01 | 2018-05-01 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-01-01 | 20,000 | 20,000 | Direct |
| 2018-05-01 | 100,000 | 100,000 | Direct |
Footnotes
- Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on February 19, 2015 and 50% on the date the Form 10-K is filed for the year ended September 30, 2014, assuming, in each case, achievement of certain performance objectives.
- Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on November 7, 2013.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
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