Filing Details
- Accession Number:
- 0001209191-15-008154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-02 13:17:36
- Reporting Period:
- 2015-01-30
- Filing Date:
- 2015-02-02
- Accepted Time:
- 2015-02-02 13:17:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1587221 | Zosano Pharma Corp | ZSAN | Pharmaceutical Preparations (2834) | 454488360 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1289236 | Biomed Realty Trust Inc | 17190 Bernardo Center Drive San Diego CA 92128 | No | No | Yes | No | |
| 1301932 | P L Realty Biomed | 17190 Bernardo Center Drive San Diego CA 92128 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-01-30 | 64,661 | $9.35 | 518,904 | No | 4 | C | Indirect | By BMV Direct SO LP |
| Common Stock | Acquisiton | 2015-01-30 | 26,543 | $11.00 | 545,447 | No | 4 | P | Indirect | By BMV Direct SO LP |
| Common Stock | Acquisiton | 2015-01-30 | 317,409 | $9.35 | 1,896,982 | No | 4 | C | Indirect | By BMV Direct SOTRS LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By BMV Direct SO LP |
| No | 4 | P | Indirect | By BMV Direct SO LP |
| No | 4 | C | Indirect | By BMV Direct SOTRS LP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 8% Convertible Note Issued 9/9/13 | Disposition | 2015-01-30 | 337,150 | $0.00 | 337,150 | $0.00 |
| Common Stock | 8% Convertible Note Issued 9/9/13 | Disposition | 2015-01-30 | 1,101,393 | $0.00 | 1,101,393 | $0.00 |
| Common Stock | 8% Convertible Note Issued 2/26/14 | Disposition | 2015-01-30 | 267,446 | $0.00 | 267,446 | $0.00 |
| Common Stock | 8% Convertible Note Issued 2/26/14 | Disposition | 2015-01-30 | 1,148,956 | $0.00 | 1,148,956 | $0.00 |
| Common Stock | 8% Convertible Note Issued 12/2/14 | Disposition | 2015-01-30 | 717,437 | $0.00 | 717,437 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-03-31 | No | 4 | C | Indirect | |
| 0 | 2015-03-31 | No | 4 | C | Indirect | |
| 0 | 2015-03-31 | No | 4 | C | Indirect | |
| 0 | 2015-03-31 | No | 4 | C | Indirect | |
| 0 | 2015-03-31 | No | 4 | C | Indirect |
Footnotes
- The outstanding principal and accrued interest on these Convertible Notes were automatically converted into shares of the Issuer's Common Stock upon the closing of the Issuer's initial public offering at 85% of the Issuer's initial public offering price per share.
- BioMed Realty, L.P. (the "Partnership") is the sole general partner of BMV Direct SO LP. The sole general partner of the Partnership is BioMed Realty Trust, Inc. (the "REIT"). The REIT has sole voting and dispositive power with respect to the shares directly held by BMV Direct SO LP.
- BioMed Realty Holdings, Inc. ("Holdings") is the sole general partner of BMV Direct SOTRS LP. The sole shareholder of Holdings is the Partnership. The sole general partner of the Partnership is the REIT. The REIT has sole voting and dispositive power with respect to the shares directly held by BMV Direct SOTRS LP.
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