Filing Details
- Accession Number:
- 0001137411-15-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-02 13:05:07
- Reporting Period:
- 2015-01-29
- Filing Date:
- 2015-02-02
- Accepted Time:
- 2015-02-02 13:05:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211057 | A Chris Davis | 400 Collins Road Ne M/S 124-323 Cedar Rapids IA 52498 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-01-29 | 5,000 | $46.11 | 17,386 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-01-29 | 2,685 | $86.27 | 14,701 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director's Stock Option (Right to Buy) | Disposition | 2015-01-29 | 5,000 | $0.00 | 5,000 | $46.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 35,256 | Direct |
Footnotes
- 6,413 of these shares are restricted shares and were delivered as compensation for services as a Director. The restricted shares are held by the issuer to implement restrictions on transfer unless and until certain conditions are met. Includes shares acquired under our dividend reinvestment plan.
- Restricted stock units awarded in lieu of cash director fees pursuant to the Company's 2006 Long-Term Incentives Plan. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors.
- Director stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.
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